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Earnest Michael Niemi

Investment Planning

Insurance Solutions

Retirement Planning

Portfolio Management

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Expert Financial Advisory & Wealth Management

Earnest Michael Niemi

Registered Investment Professional | Series 7 & 66 Licensed | Over 22 years of experience in the financial services industry. Specializing in investment advisory services, securities trading, and comprehensive financial planning. CRD# 3228110.

Explore Services info@earnestmichaelniemi.com

Comprehensive Financial Solutions

I specialize in investment advisory services, securities trading, and comprehensive financial planning.

01

Investment Advisory Services

Strategic investment solutions tailored to your risk tolerance and financial goals.

02

Wealth Management

Comprehensive wealth management strategies for growth, preservation, and succession planning.

03

Retirement Planning

Customized retirement solutions to help secure your financial future.

04

Financial Planning

Holistic financial planning approach to help you achieve your life goals.

About Me

I am Earnest Michael Niemi, a registered investment professional with extensive experience in the financial services industry. With over 22 years of experience, I bring deep expertise in securities trading, investment advisory services, and comprehensive financial planning. My credentials include Series 7 and Series 66 licenses, demonstrating my commitment to maintaining the highest standards of professional expertise.

I work with clients to develop personalized investment strategies that align with their financial goals. My approach combines thorough market analysis with a deep understanding of each client's unique needs, ensuring that every recommendation is tailored to their specific situation. Whether you're planning for retirement, managing your investment portfolio, or seeking comprehensive financial guidance, I leverage my experience and professional qualifications to help you make informed decisions for a secure financial future.

Registered with Cassaday & Company, Inc. (CRD# 317672), Capital Client Group, Inc. (CRD# 6247), Charles Schwab & Co., Inc. (CRD# 5393), and OSAIC Wealth, Inc. (CRD# 23131), I provide comprehensive financial services including securities trading, investment advisory, retirement planning, and wealth management strategies for individual and institutional clients.

Location

New York

Email

info@earnestmichaelniemi.com

About Earnest Michael Niemi

Professional Experience

Over 22 years of financial expertise

2010 - Present

CAPITAL CLIENT GROUP, INC. (CRD# 6247)

Registered Investment Professional

Providing investment advisory services and financial planning solutions, specializing in client-focused wealth management strategies and portfolio optimization.

2002 - 2010

CHARLES SCHWAB & CO., INC. (CRD# 5393)

Registered Investment Professional

Delivered comprehensive investment services and financial planning solutions, building strong client relationships and providing expert guidance on investment strategies and portfolio management.

Industries I Serve

Comprehensive financial solutions for diverse client needs

01

Business Owners & Entrepreneurs

Comprehensive financial planning for entrepreneurs seeking financial freedom and operational efficiency.

02

High-Net-Worth Individuals & Families

Tailored solutions for individuals and families seeking growth, preservation, and legacy planning.

03

Pre-Retirees & Retirees

Strategic planning for income stability, tax efficiency, and healthcare planning in retirement.

What Clients Say

Trusted by clients for over two decades

Client Testimonial

"Earnest Michael Niemi's expertise in investment planning and financial advisory has been invaluable to our family's financial planning. His personalized approach and deep understanding of our needs have helped us build a secure financial foundation."

Robert M.

Client since 2015

"Working with Earnest Michael Niemi has been transformative for our retirement planning. His knowledge of investment strategies and comprehensive financial planning has helped us create a solid strategy for our future."

Linda K.

Client since 2012

"Earnest Michael Niemi provided exceptional guidance during a major transition in my business. His strategic advice and attention to detail made all the difference in securing my financial future."

James T.

Business Owner

Earnest Michael Niemi

Professional Investment Services

Registered with Capital Client Group, Inc. (CRD# 6247) | Delivering exceptional financial solutions since 2002

  • Securities Trading
  • Investment Advisory
  • Retirement Solutions
  • Wealth Management
  • Portfolio Management
  • Financial Planning
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Frequently Asked Questions

Get answers to common questions about financial planning and investment services

I work with a diverse range of clients, including business owners, high-net-worth individuals, families, and pre-retirees. Whether you're building wealth, planning for retirement, or navigating a business transition, I tailor strategies to meet your specific goals and needs.

My fee structure varies depending on the services provided. This typically includes a percentage of assets under management (AUM), flat planning fees, or hourly consultation rates. All fees are transparent and discussed upfront during our initial consultation.

I combine 22+ years of industry experience with a highly personalized, education-focused approach. My clients appreciate the transparency, reliability, and holistic strategies I bring to every relationship—not just managing money, but aligning it with what matters most to you.

I provide ongoing support and check-ins based on your preferences and needs. Typically, clients receive quarterly reviews and can request meetings at any time. You'll always have direct access to me for questions, updates, or planning adjustments.

Yes, I collaborate closely with tax professionals, estate attorneys, and other specialists to ensure your financial plan is coordinated across all areas of your life. This team approach helps provide comprehensive solutions for your financial needs.

My investment philosophy is based on evidence-based strategies, diversification, and long-term planning. I focus on understanding your risk tolerance, time horizon, and financial goals to create a personalized investment strategy that aligns with your needs.

Professional Portfolio

Dedicated to providing exceptional financial services and building lasting client relationships

Professional Services
Investment Advisory

Comprehensive investment strategies tailored to your financial goals and risk tolerance.

Wealth Management
Wealth Management

Strategic wealth management solutions for growth, preservation, and legacy planning.

Financial Planning
Financial Planning

Holistic financial planning approach to help you achieve your life goals and secure your future.

Start Your Project

Let's align your financial future with your vision—one informed decision at a time.

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